For these reasons, light duty return to work programs can be a mine field which, if improperly navigated, can explode into a situation worse than had the return to work effort not been made. It is our hope, through this discussion, that we can provide a guide to navigate an employee from income benefits to productive and useful employment.
For purposes of this discussion, we are assuming a compensable injury with ongoing and legitimate restrictions. If your employee has no restrictions from the authorized treating physician, then you are not required to provide light duty employment. Instead, that employee is in the same position as every other member of the general workforce and is required to "work for his supper."
Equally as important, but more often the selling point to employers is the dramatic cost savings which can be realized if light duty work is routinely made available. An employee who is allowed to languish out of work costs the employer both indemnity benefits and medical benefits. The employee who is allowed to "sit at home" has more time to focus on his injury thereby providing potential for the perceived need for additional treatment in order to achieve the "cure" which may not even be possible. Furthermore, the idle employee, focusing on continued pain and problems, is also concerned about financial stability and egotistical factors like the inability to adequately provide for his family. This situation leads either to actual depression or complaints of depression which may later require psychological/psychiatric intervention to cope with the pressures of being out of work.
Much as athletes can be injured when returning to their sports from off-season vacations, employees are more susceptible to re-injury and complaints of pain after returning to the workforce from extended periods of disability. Very often, employers and insurers dismiss an injured employee’s complaints after a brief return to work period as simple whining. However, the possibility exists that the employee is simply deconditioned. The employee, in addition to dealing with the after effects of a work-related injury, is also beginning to reuse muscles not particularly exercised during extended periods with a recliner and a remote control. The best way to stop this "deconditioning" is to prevent the employee from becoming or remaining idle for extended periods of time.
Another equally legitimate reason to keep an employee from extended periods of disability is the "Oprah mentality" that sometimes arises when an injured employee is subjected to too much day-time television. In addition to the mind-numbing effects of the programming itself, the employee is exposed to numerous attorney and chiropractic commercials which instill or reinforce the notion that the employer is not out for the employee’s interests. This then translates into the employer’s problem with increased indemnity, medical and settlement costs as well as possible litigation costs.
Oftentimes, the employer and not the employee provides the first impediment to an employee’s return to work. We must diligently guard against the idea that workers’ compensation claimants are necessarily bad employees. While this may sometimes be true, the State Board of Workers’ Compensation is dubious of such claims and very often views such assertions as retaliation for filing the workers’ compensation claim. Before accepting this assertion from the employer, ask: "does the personnel file support the idea that this employee was a non-productive employee with poor performance, attitude or punctuality?" An employer that constantly finds reasons to terminate employees with workers’ compensation claims may find, too late, that it has developed a reputation with the State Board of Workers’ Compensation for not taking care of its employees.
For the true "problem employee," not giving a return to work option through a light duty work program gives the employee exactly what that employee wants. The employer’s refusal to provide light duty work surrenders control of the claim to the employee resulting in an exponential increase in the cost of the claim.
Oftentimes, the employer views a light duty work program as an opportunity to set a bad example for other employees. Whether the bad example be from the injured employee’s spreading of gossip such as "I’m going to own this company" or the injured employee getting paid the same amount for less work duties, employers often assume that the best way to prevent this bad influence from spreading is to remove the employee from the company. Once again, however, this cedes control of the claim to the employee and removes a great deal of flexibility in handling the workers’ compensation claim by the employer and insurer. Furthermore, simply removing the employee from the company does not cut the employee’s lifeline to his co-employees nor either does removal of the employee move the claim toward resolution.
The most common objection a light duty return to work request is the perceived lack of such work by the employer. Many times, the employer simply has not looked. Analyzing the legitimate job functions which have to be performed and determining whether any can be performed by an employee with physical restrictions very often reveals the availability of some work which can be performed by the claimant. The employer should be encouraged to look for opportunities to make a light duty job offer, not for reasons to refuse it.
B. Elements of a Return to Work Program
Whenever an employee is sent to the authorized treating physician for medical treatment, the employer should advise the physician to consider appropriate restrictions and that the restrictions will be accommodated by the employer. Do not allow the employee the freedom to tell the authorized treating physician that the employer has no light duty work; that unrefuted point will result in a disability slip from the doctor’s office.
The next essential element in the return to work program is the employer: the employer must have the proper attitude with regard to light duty work efforts. First, the employer must be patient in pursuing the medical opinion and providing the necessary documentation of the employer’s actual job opportunities. The employer must also be patient with the employee and not allow the employee’s bitterness, trepidation, or whining to scuttle the return to work effort.
The employer must scrupulously observe all Board rules as technical deficiencies in the employer’s filings will thwart return to work efforts. When the job description is submitted to the authorized treating physician for approval, the employer must also send a copy of the job description to the claimant or claimant’s counsel. Once the job description is approved by the authorized treating physician, the employer must send a WC-240 to the employee (regardless of the date of accident) advising the employee of the specific job being tendered, the approval of that job by the authorized treating physician as well as the date, time and location on which the employee is to report for duty. The employee must be provided 10 days notice If the employee does not successfully remain at work for 15 business days (note: this is not 15 calendar days), then the employer must recommence income benefits regardless of whether the employee’s attempt at the job was sincere. Lame attempt at return to work efforts are issues for litigation--not for hardball tactics. Patience at this juncture is essential since refusal to recommence income benefits will result in a waiver of the employer’s defense that the job was, in fact, suitable.
The final link in the light duty return to work program over which the employer has any measure of control is the job itself. The employer should look to the essential functions of the employee’s regular job to determine whether the employee can perform those functions with or without accommodation. If so, a return to work effort is easier to contemplate. Written job descriptions are helpful in this regard in that they quickly provide information to the authorized treating physician for approval or modification.
If, on the other hand, the employee’s regular job is beyond the employee’s light duty restrictions, then consideration of other positions should be made. Simply put, is there another job for which the employee is otherwise qualified which that employee could perform with reasonable accommodations? It is not necessary for the employer to create a job for the employee.
Some consideration should be given to consulting with the injured employee to determine whether there is any job available which the employee could perform with or without accommodation. Note, if this analysis sounds similar to the ADA considerations, it is. In fact, your light duty return to work program may be your best defense against an ADA claim by establishing, through example, the employer does not discriminate against individuals based upon physical restrictions or handicaps.
An indispensable outside source of assistance for your light duty return to work program is vocational rehabilitation. Vocational rehabilitation expertise can be utilized either with or without permission from the claimant or claimant’s counsel.
With permission of the claimant or the claimant’s counsel, vocational rehabilitation can be an invaluable service both within or outside the company. For return to work efforts within the company, vocational assistance can provide a detailed analysis of each distinct job function, job movement and requirement. Such information is usually very helpful in explaining to the authorized treating physician exactly what motions and duties are required in the job which the claimant is expected to perform. For those return to work efforts outside the employ, vocational assistance can locate employment elsewhere that it is suitable for the employee’s restricted capacity.
Without the consent of the claimant or the claimant’s counsel, however, rehabilitation efforts are severely limited. O.C.G.A. § 34-9-200.1 and Board Rule 200.1 have been construed by the State Board of Workers’ Compensation to subject rehabilitation suppliers to civil penalties for consulting with a physician about an injured employee even without contact with the injured employee.
Even without permission of the claimant or claimant’s counsel, vocational rehabilitation can assist the employer in identifying light duty positions, describing light duty positions or modifying existing positions to qualify them as suitable light duty employment. That expertise can be drawn upon for the purpose of preparing a report which the adjuster, the employer or the employer’s counsel can then utilize in direct contact with the authorized treating physician. This contact (by the employer, the insurance adjuster or defense counsel) cannot be restricted by claimant’s counsel and does not violate the claimant’s privacy interests. Use of rehabilitation suppliers in advance of an injury to prepare job descriptions for all available jobs within the employer’s business may be a good idea in that it will provide a quick reference which the employer can provide to the authorized treating physician for consideration and approval. This alone can limit disability exposure on present and future claims. Some employers have even taken the extraordinary step of providing a notebook of all job opportunities to their panel physicians so that the physicians are aware of the job performed by the claimant and the physical requirements of that job. Furthermore, having job descriptions readily available to the authorized treating physician provides the advantage of giving a panel provider the opportunity to consider a return to work while the employee is fresh in their mind rather than relying on vague recollections prompted by cryptic notes in the employee’s medical chart.
C. Types of Return to Work Programs
The entire reason for considering the light duty return to work of your injured employees is to maintain control of your workers’ compensation claims thereby keeping their costs down. The maximum control and flexibility which the employer can possess in return to work efforts is to bring the employee back to work within the employer’s business. It necessarily follows, then, that return to work efforts outside the employer’s business provide the least amount of control and least amount of flexibility. Each return to work option requires medical support and employer patience. Not every option is available in every circumstance nor will every option be ideal for every given case.
D. Return to Work within the Employer’s BusinessThe thing to remember with this return to work program is that YOU ARE IN CONTROL. While the employer may have concerns regarding the injured employee’s performance or attitude after a return to work, the employer can, through creativity and patience, prevent a bad attitude from blossoming into an unsuccessful return to work attempt.
The best option for the injured employee’s return to work is to attempt a return to the employee’s own job. The job cannot be then considered "make-work"; there is less down time for training and a quicker return to normalcy than under any other possible job opportunity. The employer should maintain flexibility in that return to work effort and consider possible reductions in the job duties if certain non-essential functions are outside the employee’s restrictions. If the employee’s job is not immediately suitable, minor modifications may make it so. If the essential functions of the job are still beyond the employee’s restrictions, the employer should consider other available work.
The advantage to bringing the employee back to work within the employer’s company is primarily control. The employer can, through use of the WC-240, force the employee into at least attempting the return to work effort under penalty of unilateral suspension of the employee’s benefits. As mentioned, this does require patience since the employee has the 15-day grace period during which he may attempt to do the job without sacrificing his right to income benefits. By a return to work within the employer’s own business, either at the same job or a new task, the employer prevents the employee from "passive/aggressive" or even "aggressive/aggressive" control: with the job, the employer does not pay workers’ compensation benefits. Patience, and even a little Valium, will help the employer during the often difficult transition from disability to productivity. By controlling the employer’s behavior, the employer has the opportunity to monitor the employee. Even if the return to work is unsuccessful, the employer will have first hand knowledge of the employee’s actions, efforts and any conversation which may have occurred.
The return to work within the employer’s own business is the least expensive alternative of all return to work options. Generally, if the employer can successfully return the employer to his regular job either with or without removal of non-essential duties, little expense is incurred.
E. Funded Employment If a return to work within the employer’s business is not possible, desirable or feasible, some consideration should be given to funding employment with another business. In essence, funded employment is an agreement by the employer to expend a certain amount of money to place an employee, permanently or temporarily, with another business. While this approach seemingly has the advantage of getting rid of "your problem", in some circumstances the employer would be responsible for the employee (for insurance, workers’ compensation exposures and the like) while still covering some of the expenses of that injured employee’s work with the other company.
Flexibility is necessarily limited by the pool of jobs available in the market. These outside sources may not have the incentive to modify existing employment to meet the individual employee’s needs. However, oftentimes these businesses have some advantage in flexibility in that the work to be performed is often a business need which is being unmet because of funding shortages.
Control in funded employment is maintained but with less certainty than is available for a return to the employer’s own business. The employer can still utilize the WC-240 procedure and its accompanying unilateral benefits suspension rights. As the employee is, however, reporting to work for a different organization, the employer has less control over the return to work circumstance and the response of the business who is receiving the gift of an employee. It is not hard to imagine that an employee who is less than excited about a return to work will make a less than diligent or sincere effort to attempt that job. Employees can use subtle ways of scuttling a job interview or return to work effort through poor punctuality, appearance, demeanor or behavior. The business receiving this "funded employee’ is then left with the choice of whether to hire this person with the bad attitude rather than other employees who might be available. On the other hand, the outside source for employment is not emotionally involved in the claimant’s workers’ compensation claim and may, therefore, present less of a target for the employee. Also, with no financial stake in the claim, the potential receiving employer may be willing to exercise some degree of patience in making the return to work effort successful.
One such example is returning the employee to work with a charitable organization. In this case, flexibility is enhanced and creativity is almost limitless. One such funded employment proposal, which turned out to be successful, is the example of a construction worker who sustained a closed head injury on the job. While that employee did not have a great deal of transferable skills, he did have knowledge of the construction industry and was able to work as a supervisor for Habitat for Humanity. Habitat for Humanity, a charitable organization which builds houses for those who might not otherwise be able to afford them, utilizes the services of volunteers who oftentimes do not have a great deal of construction experience. Habitat for Humanity was so impressed by this injured worker’s supervisory skills that it expressed an interest in hiring him as a regular paid employee. While most efforts to utilize funded employment with charitable organizations will not be as successful, many efforts will bring about settlement of a workers’ compensation claim if the employee is convinced that the employer is willing to pay to make that employee work. Further, by these efforts, the employee’s benefits are suspended with the eventual expiration of the change of condition statute of limitations.
The expense for this charity employment may not present a dramatic increase in the expenses already being incurred by the employer. The employer is already paying temporary total disability benefits to the claimant, but it may receive good will in the community as well as tax deductions by paying this employee to work for a charity. In a successful situation, the return to work can lead to medical improvement (less focus on the symptoms and treatment) as well as possible settlement of the claim.
Other examples of outside employment opportunities include such opportunities as the Expediter program and other community rehab facilities. The Expediter program, described more fully in the literature at Appendix A, a separate company which utilizes workers with handicaps or physical injuries to perform telephone-related work from the employee’s home. The employee is not paid for telephone solicitation work and, is instead, commonly utilized for telephone surveys regarding consumer products or consumer services. While the cost of this program is certainly not negligible, approximately $4,000.00, the cost can be of significant benefit if it produces a successful return to work or an incentive for the employee to settle the workers’ compensation claim. The Expediter program also provides the advantage of more control through continued utilization of a WC-240 and of having the injured employee become the employee of a separate business. This work, a legitimate business necessity, is not "make-work" and would provide a realistic job opportunity. The claimant would then be forced to argue that he is better off collecting temporary total disability benefits than performing some work for an outside business. If the injured employee is accepted into the Expeditor program, an actual job offer is made (assuming medical support can be obtained) and the WC-240 can be use.
Also available for outside employment possibilities are community rehabilitation facilities such as those included on the list attached at Appendix B. These facilities are generally state agency resources that provide opportunities for sheltered employment or vocational assistance. The community rehabilitation facilities sacrifice some degree of control. The community facilities are "programs of choice" and are not available as a method to force the employee into doing something contrary to his wishes. However, if the employee is willing to consider the facilities, sheltered employment (some work while directly employed with the facility) can be made available on a limited basis. More likely, vocational assistance is provided: preparation of a resume, job skill assessments and identification of other employment. These community rehabilitation facilities cost too.
F. Employment Data Companies
The advantage to employment data companies is that they can provide a larger pool of potential jobs. The employer is not simply limited to his own business or the resources of which that employer has knowledge. However, employment data companies cannot offer control to the employer as the information provided is only that of available job opportunities and not an actual job offer which can be the basis for a utilization of the WC-240. Further, the employer cannot force an employee to use the data or to apply for any of the job opportunities.
Employment data companies are, however, ideally suited for use as evidence in litigation. For example, under O.C.G.A. § 34-9-200.1(g)(6), an employee can seek catastrophic designation for his injury and use as evidence an order from the Social Security Administration granting disability income benefits. While this evidence is not conclusive as to the catastrophic nature of the employee’s injury under the Workers’ Compensation Act, it is very often strong evidence. The basis of the Social Security Administration’s finding of disability is that the employee is disabled not only from his own occupation but also from other occupations available in substantial numbers in the national economy. Employment data companies provide data about employment opportunities not just in the national economy but in the employee’s immediate locale. While we cannot compel the employee to seek any job opportunities presented by the employment data company, evidence that suitable light duty employment is available to the employee may combat a request for catastrophic designation. As you may recall, the catastrophic designation prohibits the employer from utilizing the WC-104 to limit the employee’s receipt of temporary total disability benefits while the employee has light duty restrictions.
G. Conclusion
"Skedsvold & White
Join us on Facebook
Stay informed about the right answers to Worker's Comp
See the new Compworx Return-to-Work System
No comments:
Post a Comment